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    Regulation (EC) No 336/2006 of the European Parliament and of the Council of 15 F... (32006R0336)
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    EU - Rechtsakte: 07 Transport policy
    ensuring compliance with the rules and regulations including certification of seafarers, for each type of ship operated by the company;
    2.
    approval, survey and certification activities relevant for the maritime certificates;
    3.
    the terms of reference that must be taken into account under the safety management system as required by the ISM Code; and
    4.
    practical experience of ship operation.
    3.2.
    In performing verification of compliance with the provisions of the ISM Code it shall be ensured that independence exists between the personnel providing consultancy services and those involved in the certification procedure.

    4.   Standards of competence

    4.1.
    Basic competence for performing verification
    4.1.1.
    Personnel who are to participate in the verification of compliance with the requirements of the ISM Code shall fulfil the minimum criteria for inspectors as laid down in Section 2 of Annex VII to Directive 95/21/EC.
    4.1.2.
    They shall have undergone training to ensure adequate competence and skills for performing verification of compliance with the requirements of the ISM Code, particularly with regard to:
    (a) knowledge and understanding of the ISM Code;
    (b) mandatory rules and regulations;
    (c) the terms of reference which the ISM Code requires that companies should take into account;
    (d) assessment techniques of examining, questioning, evaluating and reporting;
    (e) technical or operational aspects of safety management;
    (f) basic knowledge of shipping and shipboard operations; and
    (g) participation in at least one marine related management system audit.
    4.2.
    Competence for initial verification and renewal verification
    4.2.1.
    In order to assess fully whether the company or each type of ship complies with the requirements of the ISM Code, in addition to the basic competence stated above, personnel who are to perform initial verifications or renewal verifications for a document of compliance and a safety management certificate, must possess the competence to:
    (a) determine whether or not the elements of the safety management system (SMS) conform with the ISM Code;
    (b) determine the effectiveness of the company's SMS, or that of each type of ship, to ensure compliance with rules and regulations as evidenced by the statutory and classification survey records;
    (c) assess the effectiveness of the SMS in ensuring compliance with other rules and regulations which are not covered by statutory and classification surveys and enabling verification of compliance with these rules and regulations; and
    (d) assess whether the safe practices recommended by the IMO, administrations, classification societies and maritime industry organisations have been taken into account.
    4.2.2.
    This competence can be accomplished by teams, which together possess the total competence required.

    5.   Form of documents of compliance and safety management certificates

    When ships operate only in a Member State, Member States shall either use the forms attached to the ISM Code or the Document of Compliance, the Safety Management Certificate, the Interim Document of Compliance and the Interim Safety Management Certificate drawn up in the form set out below.
    In the event of a derogation under Article 7(1) and, if applicable, Article 7(2), the certificate issued shall be different from the one referred to above and clearly indicate that a derogation in accordance with Article 7(1) and, if applicable, Article 7(2) of this Regulation, has been granted and shall include the applicable operational limitations.

    DOCUMENT OF COMPLIANCE

    (Official seal)/(State)
    Certificate No
    Issued under the provisions [of the INTERNATIONAL CONVENTION FOR THE SAFETY OF LIFE AT SEA, 1974, as amended and](1) of Regulation (EC) No 336/2006 on the implementation of the ISM Code within the Community
    Under the authority of the Government of …
    (Name of the State)
    by …
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