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    Commission Implementing Regulation (EU) 2019/773 of 16 May 2019 on the technical ... (32019R0773)
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    EU - Rechtsakte: 07 Transport policy
    In accordance with Article 3 of Directive (EU) 2016/797, the Union rail system, its subsystems and their interoperability constituents shall meet the essential requirements set out in general terms in Annex III to that Directive.

    3.2.   

    Essential requirements — overview

    The essential requirements cover:
    — safety,
    — reliability and availability,
    — health,
    — environmental protection,
    — technical compatibility,
    — accessibility.
    According to Directive (EU) 2016/797, the essential requirements may be generally applicable to the whole Union rail system or be specific to each subsystem and its constituents.
    The following table summarises the correspondence between the essential requirements set out in Annex III to Directive (EU) 2016/797 and this Regulation.

    Clause

    Clause Title

    Safety

    Reliability & Availability

    Health

    Environmental protection

    Technical compatibility

    Accessibility

    Essential requirements specific to operation and traffic management

    1.1.1

    1.1.2

    1.1.3

    1.1.4

    1.1.5

    1.2

    1.3.1

    1.3.2

    1.4.1

    1.4.2

    1.4.3

    1.4.4

    1.4.5

    1.5

    1.6.1

    1.6.2

    2.6.1

    2.6.2

    2.6.3

    2.6.4

    4.2.1.2

    Documentation for drivers

     

     

     

     

     

    X

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.1.2.1

    Driver's Rule book

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

     

     

    X

     

    X

     

    4.2.1.2.2

    Route book

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.1.2.2.1

    Preparation of the Route book

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

     

    4.2.1.2.2.2

    Modification to Information contained within the route book

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.1.2.2.3

    Informing the driver in real time

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

    X

    X

     

    4.2.1.2.3

    Time tables

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

    X

    X

     

    4.2.1.2.4

    Rolling stock

     

     

     

     

     

    X

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.1.3

    Documentation for railway undertaking staff other than drivers

     

     

     

     

     

    X

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.1.4

    Documentation for infrastructure manager's staff authorising train movements

     

     

     

     

     

    X

     

     

     

     

     

     

     

     

     

     

    X

    X

     

     

    4.2.1.5

    Safety-related communications between train crew, other railway undertaking staff and staff authorising train movements

     

     

     

     

     

    X

     

     

     

     

     

     

     

     

     

     

    X

    X

    X

     

    4.2.2.1

    Train visibility

    X

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.2.1.1

    General requirement

    X

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.2.1.2

    Front end

    X

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.2.1.3

    Rear end

    X

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.2.2

    Train audibility

    X

     

     

     

     

     

     

     

     

     

     

    X

     

     

     

     

    X

     

    X

     

    4.2.2.2.1

    General requirement

    X

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.2.2.2

    Control

    X

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    4.2.2.3

    Vehicle identification

     

     

     

     

     

    X

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.2.4

    Safety of passengers and load

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

     

    4.2.2.5

    Route Compatibility and Train composition

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

     

    4.2.2.5.1

    Route Compatibility

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

     

    4.2.2.5.2

    Train composition

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

     

    4.2.2.6

    Train braking

     

    X

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.2.6.1

    Minimum requirements of the braking system

     

    X

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.2.6.2

    Braking performance

     

    X

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.2.7

    Ensuring that the train is in running order

     

    X

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.2.7.1

    General requirement

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.2.7.2

    Pre-departure Data

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.2.8

    Requirements for Signal and lineside marker sighting

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

    X

     

     

     

    4.2.2.9

    Driver vigilance

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

     

    4.2.3.1

    Train planning

     

    X

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

    X

     

    4.2.3.2

    Identification of trains

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

    X

    X

     

    4.2.3.3

    Train departure

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.3.3.1

    Checks and tests before departure

     

    X

     

     

     

    X

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.3.3.2

    Informing the infrastructure manager of the train's operational status

     

    X

     

     

     

    X

     

     

     

     

     

     

     

     

     

     

     

    X

    X

     

    4.2.3.4

    Traffic management

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

    X

    X

     

    4.2.3.4.1

    General requirements

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

    X

    X

     

    4.2.3.4.2

    Train reporting

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

    X

    X

     

    4.2.3.4.2.1

    Data required for train position reporting

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.3.4.2.2

    Predicted hand over time

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.3.4.3

    Dangerous goods

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

    X

     

     

    4.2.3.4.4

    Operational quality

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

    X

     

    4.2.3.5

    Data recording

     

     

     

     

     

    X

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

    4.2.3.5.1

    Recording of supervision data outside the train

     

     

     

     

     

    X

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

    4.2.3.5.2

    Recording of supervision data on-board the train

     

     

     

     

     

    X

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

    4.2.3.6

    Degraded operation

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

    X

    X

     

    4.2.3.6.1

    Advice to other users

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    X

     

    4.2.3.6.2

    Advice to train drivers

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

     

    4.2.3.6.3

    Contingency arrangements

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

    X

    X

     

    4.2.3.7

    Managing an emergency situation

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

    X

    X

     

    4.2.3.8

    Aid to train crew in the event of an incident or of a major rolling stock malfunction

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

    4.4

    ERTMS operating rules

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

    X

     

     

    4.6

    Professional qualifications

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

    X

    X

     

    4.7

    Health and safety conditions

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

     

    4.8

    Additional information on infrastructure and vehicles

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

     

    4.8.1

    Infrastructure

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

     

    4.8.2

    vehicles

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    X

     

     

     

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