COMMISSION DECISION (EU, Euratom) 2019/1963
of 17 October 2019
laying down implementing rules on industrial security with regard to classified procurement contracts
CHAPTER 1
Article 1
Subject matter and scope
Article 2
Responsibility within the Commission
CHAPTER 2
Article 3
Basic principles
Article 4
Subcontracting in classified contracts
CHAPTER 3
Article 5
Basic principles
Article 6
Access to EUCI by personnel of contractors and subcontractors
CHAPTER 4
Article 7
Basic principles
Article 8
Requests for visits
Article 9
Visit procedures
Article 10
Visits arranged directly
CHAPTER 5
Article 11
Basic principles
Article 12
Electronic handling
Article 13
Transport by commercial couriers
Article 14
Hand carriage
CHAPTER 6
Article 15
Contingency plans and recovery measures
Article 16
Entry into force
ANNEX I
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The performance of the contract is subject to particular conditions |
[Bild bitte in Originalquelle ansehen] yes |
[Bild bitte in Originalquelle ansehen] no |
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The performance of the contract is subject to particular conditions |
[Bild bitte in Originalquelle ansehen] yes |
[Bild bitte in Originalquelle ansehen] no |
ANNEX II
ARTICLE XX
ANNEX III
[Annex IV (to the Framework Contract)]
[Model]
Appendix A
[
Appendix B
[specific text to be adjusted depending on the subject of the contract]
Appendix C
(MODEL)
(The application must be submitted in English only)
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HEADING |
Check boxes for visit type, information type, and indicate how many sites are to be visited and the number of visitors. |
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To be completed by requesting NSA/DSA. |
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Give full name and postal address. Include city, state and post code as applicable. |
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Give full name and postal address. Include city, state, post code, telex or fax number (if applicable), telephone number and email. Give the name and telephone/fax numbers and email of your main point of contact or the person with whom you have made the appointment for the visit. Remarks:
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Give the actual date or period (date-to-date) of the visit in the format ‘day — month — year’. Where applicable, give an alternate date or period in brackets. |
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Specify whether the visit has been initiated by the requesting organisation or facility or by invitation of the facility to be visited. |
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Specify the full name of the project, contract or call for tender using commonly used abbreviations only. |
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Give a brief description of the reason(s) for the visit. Do not use unexplained abbreviations. Remarks: In the case of recurring visits this item should state ‘Recurring visits’ as the first words in the data element (e.g. Recurring visits to discuss_____) |
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State SECRET UE/EU SECRET (S-UE/EU-S) or CONFIDENTIEL UE/EU CONFIDENTIAL (C-UE/EU-C), as appropriate. |
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Remark: when more than two visitors are involved in the visit, Annex 2 should be used. |
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This item requires the name, telephone number, fax number and email of the requesting facility’s Security Officer. |
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This field is to be completed by the certifying authority. Notes for the certifying authority:
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This field is to be completed by the NSA/DSA. Note for the NSA/DSA:
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REQUEST FOR VISIT (MODEL) To: _______________________________________ |
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☐ Single ☐ Recurring ☐ Emergency ☐ Amendment
For an amendment, insert the NSA/DSA original RFV Reference No_____________ |
☐ C-UE/EU-C ☐ S-UE/EU-S |
No of sites: _______ No of visitors: _____ |
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Requester: To: |
NSA/DSA RFV Reference No________________ Date (dd/mm/yyyy): _____/_____/_____ |
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NAME: POSTAL ADDRESS: E-MAIL ADDRESS: FAX NO: |
TELEPHONE NO: |
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☐ Initiated by requesting organisation or facility ☐ By invitation of the facility to be visited |
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NAME: TELEPHONE NO: E-MAIL ADDRESS: SIGNATURE: |
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NAME: ADDRESS: TELEPHONE NO: E-MAIL ADDRESS: |
[Bild bitte in Originalquelle ansehen] |
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SIGNATURE: |
DATE (dd/mm/yyyy): _____/_____/_____ |
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NAME: ADDRESS: TELEPHONE NO: E-MAIL ADDRESS: |
[Bild bitte in Originalquelle ansehen] |
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SIGNATURE: |
DATE (dd/mm/yyyy): _____/_____/_____ |
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ANNEX 1 to RFV FORM
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ORGANISATION(S) OR INDUSTRIAL FACILITY(IES) TO BE VISITED |
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1. NAME: ADDRESS: TELEPHONE NO: FAX NO: NAME OF POINT OF CONTACT: E-MAIL: TELEPHONE NO: NAME OF SECURITY OFFICER OR SECONDARY POINT OF CONTACT: E-MAIL: TELEPHONE NO: |
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2. NAME: ADDRESS: TELEPHONE NO: FAX NO: NAME OF POINT OF CONTACT: E-MAIL: TELEPHONE NO: NAME OF SECURITY OFFICER OR SECONDARY POINT OF CONTACT: E-MAIL: TELEPHONE NO: (Continue as required) |
ANNEX 2 to RFV FORM
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PARTICULARS OF VISITOR(S) |
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1. SURNAME: FIRST NAMES (as per passport): DATE OF BIRTH (dd/mm/yyyy): ____/____/____ PLACE OF BIRTH: NATIONALITY: SECURITY CLEARANCE LEVEL: PP/ID NUMBER: POSITION: COMPANY/ORGANISATION: |
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2. SURNAME: FIRST NAMES (as per passport): DATE OF BIRTH (dd/mm/yyyy): ____/____/____ PLACE OF BIRTH: NATIONALITY: SECURITY CLEARANCE LEVEL: PP/ID NUMBER: POSITION: COMPANY/ORGANISATION: (Continue as required) |
Appendix D
(MODEL)
1.
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HEADER |
The requester inserts full NSA/DSA and country name. |
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The requesting contracting authority selects the appropriate checkbox for the type of FSCIS request. Include the level of security clearance requested. The following abbreviations should be used: SECRET UE/EU SECRET = S-UE/EU-S CONFIDENTIEL UE/EU CONFIDENTIAL = C-UE/EU-C CIS = Communication and information systems for processing classified information |
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Fields 1 to 6 are self-evident. In field 4 the standard two-letter country code should be used. Field 5 is optional. |
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Give the specific reason for the request, provide project indicators, number of contract or invitation to tender. Please specify the need for storage capability, CIS classification level, etc. Any deadline/expiry/award dates which may have a bearing on the completion of an FSC should be included. |
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State the name of the actual requester (on behalf of the NSA/DSA) and the date of the request in number format (dd/mm/yyyy). |
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Fields 1-5: select appropriate fields. Field 2: if an FSC is in progress, it is recommended to give the requester an indication of the required processing time (if known). Field 6:
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May be used for additional information with regard to the FSC, the facility or the foregoing items. |
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State the name of the providing authority (on behalf of the NSA/DSA) and the date of the reply in number format (dd/mm/yyyy). |
(MODEL)
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REQUEST FOR A FACILITY SECURITY CLEARANCE ASSURANCE To: ____________________________________ (NSA/DSA Country name) |
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Please complete the reply boxes, where applicable: [ ] Provide an FSC assurance at the level of: [ ] S-UE/EU-S [ ] C-UE/EU-C for the facility listed below
[ ] Initiate, directly or upon a corresponding request of a contractor or subcontractor, the process of obtaining an FSC up to and including the level of … with … level of safeguarding and … level of CIS, if the facility does not currently hold these levels of capabilities. Confirm accuracy of the details of the facility listed below and provide corrections/additions as required. |
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Corrections/Additions: |
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Requesting NSA/DSA/Commission contracting authority: Name: … Date: (dd/mm/yyyy) … |
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REPLY (within ten working days) |
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This is to certify that:
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Appendix E
ANNEX IV
Facility and personnel security clearance for contractors involving RESTREINT UE/EU RESTRICTED information and NSAs/DSAs requiring notification of classified contracts at RESTREINT UE/EU RESTRICTED level (1)
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Member State |
FSC |
Notification of contract or subcontract involving R-UE/EU-R information to NSA/DSA |
PSC |
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YES |
NO |
YES |
NO |
YES |
NO |
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Belgium |
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X |
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X |
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X |
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Bulgaria |
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X |
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X |
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X |
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Czechia |
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X |
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X |
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X |
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Denmark |
X |
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X |
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X |
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Germany |
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X |
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X |
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X |
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Estonia |
X |
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X |
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X |
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Ireland |
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X |
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X |
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X |
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Greece |
X |
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X |
X |
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Spain |
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X |
X |
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X |
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France |
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X |
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X |
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X |
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Croatia |
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X |
X |
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X |
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Italy |
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X |
X |
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X |
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Cyprus |
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X |
X |
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X |
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Latvia |
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X |
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X |
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X |
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Lithuania |
X |
|
X |
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|
X |
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Luxembourg |
X |
|
X |
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X |
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Hungary |
|
X |
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X |
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X |
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Malta |
|
X |
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X |
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X |
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Netherlands |
X (for defence-related contracts only) |
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X (for defence-related contracts only) |
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X |
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Austria |
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X |
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X |
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X |
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Poland |
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X |
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X |
|
X |
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Portugal |
|
X |
|
X |
|
X |
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Romania |
|
X |
|
X |
|
X |
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Slovenia |
X |
|
X |
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|
X |
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Slovakia |
X |
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X |
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X |
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Finland |
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X |
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X |
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X |
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Sweden |
X (for defence-related contracts only) |
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X (for defence-related contracts only) |
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X (for defence-related contracts only) |
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United Kingdom |
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X |
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X |
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X |