Guideline (EU) 2021/2256 of the European Central Bank of 2 November 2021 laying d... (32021O2256)
INHALT
Guideline (EU) 2021/2256 of the European Central Bank of 2 November 2021 laying down the principles of the Ethics Framework for the Single Supervisory Mechanism (ECB/2021/50) (recast)
- GUIDELINE (EU) 2021/2256 OF THE EUROPEAN CENTRAL BANK
- of 2 November 2021
- laying down the principles of the Ethics Framework for the Single Supervisory Mechanism (ECB/2021/50)
- (recast)
- CHAPTER I
- General provisions
- Article 1
- Scope of application
- Article 2
- Definitions
- Article 3
- Conflicting national provisions and applicability of different ethics frameworks
- CHAPTER II
- Standards of ethical conduct
- PART 1
- GENERAL PRINCIPLES
- Article 4
- Basic principles
- Article 5
- Interactions with external parties
- PART 2
- PREVENTING AND MANAGING CONFLICTS OF INTEREST
- Article 6
- Conflicts of interest
- Article 7
- Prohibition on receiving advantages
- PART 3
- PROFESSIONAL SECRECY AND PREVENTING THE MISUSE OF NON-PUBLIC INFORMATION
- Article 8
- Professional secrecy and prohibition on disclosure of non-public information
- Article 9
- Prohibition on misusing non-public information
- Article 10
- General principles regarding private financial transactions
- Article 11
- Specific restrictions on critical private financial transactions
- CHAPTER III
- Collaboration and implementation of the SSM Ethics Framework
- Article 12
- Independent ethics and/or compliance functions
- Article 13
- Compliance monitoring
- Article 14
- Reporting of non-compliance and follow-up
- CHAPTER IV
- Final provisions
- Article 15
- Reporting and review
- Article 16
- Repeal
- Article 17
- Taking effect and implementation
- Article 18
- Addressees
- ANNEX
- Correlation table
Feedback