Guideline (EU) 2017/697 of the European Central Bank of 4 April 2017 on the exerc... (32017O0009)
INHALT
Guideline (EU) 2017/697 of the European Central Bank of 4 April 2017 on the exercise of options and discretions available in Union law by national competent authorities in relation to less significant institutions (ECB/2017/9)
- GUIDELINE (EU) 2017/697 OF THE EUROPEAN CENTRAL BANK
- of 4 April 2017
- on the exercise of options and discretions available in Union law by national competent authorities in relation to less significant institutions (ECB/2017/9)
- CHAPTER I
- GENERAL PROVISIONS
- Article 1
- Subject matter and scope
- Article 2
- Definitions
- CHAPTER II
- EXERCISE OF OPTIONS AND DISCRETIONS IN RELATION TO LESS SIGNIFICANT INSTITUTIONS REQUIRING FULL ALIGNMENT WITH THE LAW APPLICABLE TO SIGNIFICANT INSTITUTIONS
- SECTION I
- Own funds
- Article 3
- Article 89(3) of Regulation (EU) No 575/2013: risk weighting and prohibition of qualifying holdings outside the financial sector
- SECTION II
- Capital requirements
- Article 4
- Article 178(1)(b) of Regulation (EU) No 575/2013: default of an obligor
- Article 5
- Article 282(6) of Regulation (EU) No 575/2013: hedging sets
- SECTION III
- Large exposures
- Article 6
- Article 400(2) of Regulation (EU) No 575/2013: exemptions
- SECTION IV
- Liquidity
- Article 7
- Article 24(4) and (5) of Delegated Regulation (EU) 2015/61: outflows from stable retail deposits
- SECTION V
- Transitional provisions of Regulation (EU) No 575/2013
- Article 8
- Article 471(1) of Regulation (EU) No 575/2013: exemption from deduction of equity holdings in insurance companies from Common Equity Tier 1 items
- Article 9
- Article 478(3)(a) and (b) of Regulation (EU) No 575/2013: applicable percentages for deduction from Common Equity Tier 1 items of significant investments in financial sector entities and deferred tax assets that rely on future profitability
- CHAPTER III
- FINAL PROVISIONS
- Article 10
- Taking effect and implementation
- Article 11
- Addressees
- ANNEX
- Conditions for assessing an exemption from the large exposure limit, in accordance with Article 400(2)(d) of Regulation (EU) No 575/2013 and Article 6(c) of this Guideline
Feedback